-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U1v4jsT9XW7BXRK+YhO7yWxeMq9EpRrecTwomvPWWolgYb198AJ5EzOpS70Lyji6 CsgfFu0vbXaYFyvlqx8TLA== 0000950134-97-007106.txt : 19971001 0000950134-97-007106.hdr.sgml : 19971001 ACCESSION NUMBER: 0000950134-97-007106 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970930 SROS: NASD SROS: PSE GROUP MEMBERS: BOX BROTHERS HOLDING CO GROUP MEMBERS: BOX CONTROL LLC GROUP MEMBERS: DON D BOX GROUP MEMBERS: DON D BOX 1996 TRUST GROUP MEMBERS: DOUGLAS D BOX GROUP MEMBERS: DOUGLAS D BOX 1996 TRUST GROUP MEMBERS: GARY D BOX GROUP MEMBERS: GARY D BOX 1996 TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOX ENERGY CORP CENTRAL INDEX KEY: 0000874992 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 752369148 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-46185 FILM NUMBER: 97688169 BUSINESS ADDRESS: STREET 1: 8201 PRESTON RD STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148908000 MAIL ADDRESS: STREET 1: 8201 PRESTON RD STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75225-6211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOX BROTHERS HOLDING CO CENTRAL INDEX KEY: 0000922929 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1105 NORTH MARKET ST STREET 2: STE 1300 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 2148908069 MAIL ADDRESS: STREET 1: 1105 NORTH MARKET ST STREET 2: STE 2500 CITY: WILMINGTON STATE: DE ZIP: 19801 SC 13D/A 1 AMENDMENT NO. 7 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) * Box Energy Corporation (Name of Issuer) Class A (Voting) Common Stock, Par Value $1.00 Per Share (Title of Class of Securities) 103168100 (Cusip Number) James Watt 8201 Preston Road, Suite 600 Dallas, Texas 75225 (214) 890-8000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 29, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (continued on following pages) 2 - --------------------------------------------------------------------------------------------------- 1. Name of Reporting Person: Box Brothers Holding Company - --------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) / / - --------------------------------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - --------------------------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - --------------------------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Delaware - --------------------------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: 1,840,525 Beneficially ------------------------------------------------------------------------ Owned By 8. Shared Voting Power: -0- Each ------------------------------------------------------------------------ Reporting 9. Sole Dispositive Power: 1,840,525 Person ------------------------------------------------------------------------ With 10. Shared Dispositive Power: -0- - --------------------------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 - --------------------------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - --------------------------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 57.1% - --------------------------------------------------------------------------------------------------- 14. Type of Reporting Person: CO - ---------------------------------------------------------------------------------------------------
3 - --------------------------------------------------------------------------------------------------- 1. Name of Reporting Person: Don D. Box 1996 Trust - --------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - --------------------------------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - --------------------------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - --------------------------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Texas - --------------------------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: -0- Beneficially ------------------------------------------------------------------------ Owned By 8. Shared Voting Power: -0- Each ------------------------------------------------------------------------ Reporting 9. Sole Dispositive Power: -0- Person ------------------------------------------------------------------------ With 10. Shared Dispositive Power: -0- - --------------------------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: - 0 - - --------------------------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - --------------------------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 0% - --------------------------------------------------------------------------------------------------- 14. Type of Reporting Person: 00 - Trust - ---------------------------------------------------------------------------------------------------
4 - --------------------------------------------------------------------------------------------------- 1. Name of Reporting Person: Gary D. Box 1996 Trust - --------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - --------------------------------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - --------------------------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - --------------------------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Texas - --------------------------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: -0- Beneficially ------------------------------------------------------------------------ Owned By 8. Shared Voting Power: -0- Each ------------------------------------------------------------------------ Reporting 9. Sole Dispositive Power: -0- Person ------------------------------------------------------------------------ With 10. Shared Dispositive Power: -0- - --------------------------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: - 0 - - --------------------------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - --------------------------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 0% - --------------------------------------------------------------------------------------------------- 14. Type of Reporting Person: 00 - Trust - ---------------------------------------------------------------------------------------------------
5 - --------------------------------------------------------------------------------------------------- 1. Name of Reporting Person: Douglas D. Box 1996 Trust - --------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - --------------------------------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - --------------------------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - --------------------------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Texas - --------------------------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: -0- Beneficially ------------------------------------------------------------------------ Owned By 8. Shared Voting Power: - 0 - Each ------------------------------------------------------------------------ Reporting 9. Sole Dispositive Power: -0- Person ------------------------------------------------------------------------ With 10. Shared Dispositive Power: -0- - --------------------------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: - 0 - - --------------------------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - --------------------------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 0% - --------------------------------------------------------------------------------------------------- 14. Type of Reporting Person: 00 - Trust - ---------------------------------------------------------------------------------------------------
6 - --------------------------------------------------------------------------------------------------- 1. Name of Reporting Person: Don D. Box - --------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - --------------------------------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - --------------------------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - --------------------------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: U.S.A. - --------------------------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: -0- Beneficially ------------------------------------------------------------------------ Owned By 8. Shared Voting Power: -0- Each ------------------------------------------------------------------------ Reporting 9. Sole Dispositive Power: -0- Person ------------------------------------------------------------------------ With 10. Shared Dispositive Power: -0- - --------------------------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: -0- - --------------------------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - --------------------------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 0% - --------------------------------------------------------------------------------------------------- 14. Type of Reporting Person: IN - ---------------------------------------------------------------------------------------------------
7 - --------------------------------------------------------------------------------------------------- 1. Name of Reporting Person: Gary D. Box - --------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - --------------------------------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - --------------------------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - --------------------------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: U.S.A. - --------------------------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: -0- Beneficially ------------------------------------------------------------------------ Owned By 8. Shared Voting Power: -0- Each ------------------------------------------------------------------------ Reporting 9. Sole Dispositive Power: -0- Person ------------------------------------------------------------------------ With 10. Shared Dispositive Power: -0- - --------------------------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: -0- - --------------------------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - --------------------------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 0% - --------------------------------------------------------------------------------------------------- 14. Type of Reporting Person: IN - ---------------------------------------------------------------------------------------------------
8 - --------------------------------------------------------------------------------------------------- 1. Name of Reporting Person: Douglas D. Box - --------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - --------------------------------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - --------------------------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - --------------------------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: U.S.A. - --------------------------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: 3,325 Beneficially ------------------------------------------------------------------------ Owned By 8. Shared Voting Power: -0- Each ------------------------------------------------------------------------ Reporting 9. Sole Dispositive Power: 3,325 Person ------------------------------------------------------------------------ With 10. Shared Dispositive Power: -0- - --------------------------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 3,325 - --------------------------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - --------------------------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): .1% - --------------------------------------------------------------------------------------------------- 14. Type of Reporting Person: IN - ---------------------------------------------------------------------------------------------------
9 - --------------------------------------------------------------------------------------------------- 1. Name of Reporting Person: Box Control, LLC - --------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - --------------------------------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - --------------------------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - --------------------------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Texas - --------------------------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: -0- Beneficially ------------------------------------------------------------------------ Owned By 8. Shared Voting Power: -0- Each ------------------------------------------------------------------------ Reporting 9. Sole Dispositive Power: -0- Person ------------------------------------------------------------------------ With 10. Shared Dispositive Power: -0- - --------------------------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: -0- - --------------------------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - --------------------------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 0% - --------------------------------------------------------------------------------------------------- 14. Type of Reporting Person: 00 - Limited Liability Company - ---------------------------------------------------------------------------------------------------
10 Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended (the "Act"), the undersigned hereby amend Amendment No. 1 dated February 29, 1996, Amendment No. 2 dated June 19, 1996, Amendment No. 3 dated June 29, 1996, Amendment No. 4 dated March 2, 1997, Amendment No. 5 dated March 6, 1997, and Amendment No. 6 dated July 2, 1997 of the Schedule 13D Statement dated February 25, 1994 (the "Schedule 13D"), relating to the Class A (Voting) Common Stock, par value $1.00 per share, of Box Energy Corporation. Unless otherwise indicated, all defined terms used herein shall have the same meanings respectively ascribed to them in the Schedule 13D. Item 2. IDENTITY AND BACKGROUND. Pursuant to Rule 13d-1(f) (1) - (2) of Regulation 13D-G of the General Rules and Regulations under the Act, the undersigned hereby file this Schedule 13D Statement on behalf of Box Brothers Holding Company, a Delaware corporation ("BBHC"), the Don D. Box 1996 Trust ("DDBT"), the Gary D. Box 1996 Trust ("GDBT"), the Douglas D. Box 1996 Trust ("DBT"), Gary D. Box ("GDB"), Douglas D. Box ("DB"), Don D. Box ("DDB") and Box Control, LLC ("BCLC"). BBHC, DDBT, GDBT, DBT, GDB, DB, DDB and BCLC are sometimes hereinafter collectively referred to as the "Reporting Persons." On August 29, 1997, DDBT, GDBT and DBT, directly, and GDB, DDB and DB, indirectly, sold all of the 33 shares of Class A Voting Stock of BBHC and 38,472 of the 42,875 shares of Class B (Nonvoting) Stock of BBHC to an entity controlled by J. R. Simplot under a certain Master Settlement Agreement (the "Purchase Agreement"). BBHC owns 1,840,525 shares of Box Energy Corporation Class A Stock (the "Stock"), comprising approximately 57.1% of the Stock. As part of the Purchase Agreement, Mr. Simplot also agreed to offer to purchase the remaining 4,403 BBHC Class B shares. Since all of the Reporting Persons, other than BBHC, have disposed of their respective interests in the Issuer, BBHC will no longer report the required information pursuant to amending this statement but, instead, will report any new information pursuant to any amendments to the Schedule 13-D transmitted by J. R. Simplot on September 2, 1997. (b) - (c) BBHC BBHC is a Delaware corporation, the principal business of which is acting as a holding company with holdings primarily in entities engaged in oil and gas production and related activities. The principal business address of BBHC, which also serves as its principal office, is 1105 North Market Street, Suite 1300, Wilmington, Delaware 19801. DDBT DDBT is an irrevocable trust established under the laws of the State of Texas. The principal business address of DDBT, which also serves as its principal office, is 3909 Centenary, Dallas, Texas 75225. GDBT GDBT is an irrevocable trust established under the laws of the State of Texas. The principal business address of GDBT, which also serves as its principal office, is 3425 Serendipity Hills Trail, Corinth, Texas 76205-3605. DBT DBT is an irrevocable trust established under the laws of the State of Texas. The principal business address of DBT, which also serves as its principal office, is P. O. Box 670866, Dallas, Texas 75367. 11 DDB DDB is an individual whose business address is: 3909 Centenary, Dallas, Texas 75225. GDB GDB is an individual whose business address is: 3425 Serendipity Hills Trail, Corinth, Texas 76205-3605. DB DB is an individual whose business address is: P. O. Box 670866, Dallas, Texas 75367. BCLC BCLC is a limited liability company which was established under the laws of the State of Texas. BCLC was dissolved on or about August 26, 1997. The principal business address of BCLC, which also served as its principal office, was 8201 Preston Road, Dallas, Texas 75225. (d) None of the entities or persons identified in this Item 2 has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). Item 5. INTEREST IN SECURITIES OF THE ISSUER. (a) BCLC BCLC has dissolved and, as a result of a series of transactions, no longer owns any of the voting stock of BBHC. DDBT DDBT does not own any of the voting stock of BBHC and, thus, is no longer a beneficial owner of any of the Stock. GDBT GDBT does not own any of the voting stock of BBHC and, thus, is no longer a beneficial owner of any of the Stock. DBT DBT does not own any of the voting stock of BBHC and, thus, is no longer a beneficial owner of any of the Stock. DDB DDB is no longer the beneficial owner of any shares of the Stock. GDB GDB is no longer the beneficial owner of any shares of the Stock. DB DB currently owns 3,325 shares of the Class B Stock of Box Energy Company, in his individual capacity. 12 (b) DDBT DDBT may not vote or direct the vote or dispose or direct the disposition of any shares of the Stock. GDBT GDBT may not vote or direct the vote or dispose or direct the disposition of any shares of the Stock. DBT DBT may not vote or direct the vote or to dispose or to direct the disposition of any shares of the Stock. DDB DDB may not vote or direct the vote or to dispose or to direct the disposition of any shares of the Stock. GDB GDB has no power to vote or to direct the vote or to dispose or to direct the disposition of any shares of the Stock. DB DB has the sole power to vote or to direct the vote and to dispose or to direct the disposition of 3,325 shares of the Stock. (c) Except for the Reporting Persons' transactions regarding BBHC's Stock, to the best of the knowledge of each of the Reporting Persons, none of the persons named in response to paragraph (a) has effected any transactions in shares of the Stock during the past 60 days. (d) - (e) Not Applicable. 13 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: September 30, 1997 BOX BROTHERS HOLDING COMPANY By: /s/ DAVID H. HAWK ------------------------------------- David H. Hawk, President BOX CONTROL, LLC By: /s/ GARY D. BOX ------------------------------------- Gary D. Box, former representative By: /s/ DOUGLAS D. BOX ------------------------------------- Douglas D. Box, former representative By: /s/ DON D. BOX ------------------------------------- Don D. Box, former representative DON D. BOX 1996 TRUST By: /s/ DON D. BOX ------------------------------------- Don D. Box, Sole Trustee DOUGLAS D. BOX 1996 TRUST By: /s/ DOUGLAS D. BOX ------------------------------------- Douglas D. Box, Co-Trustee By: /s/ GARY D. BOX ------------------------------------- Gary D. Box, Co-Trustee GARY D. BOX 1996 TRUST By: /s/ DOUGLAS D. BOX ------------------------------------- Douglas D. Box, Co-Trustee By: /s/ GARY D. BOX ------------------------------------- Gary D. Box, Co-Trustee /s/ GARY D. BOX ---------------------------------------------- Gary D. Box /s/ DOUGLAS D. BOX ---------------------------------------------- Douglas D. Box /s/ DON D. BOX ---------------------------------------------- Don D. Box -----END PRIVACY-ENHANCED MESSAGE-----